ComplySci

Companies using ComplySci

1. 1 Envestnet ComplySci has been deployed to support tracking and approving employee activities such as outside employment, investment club participation, and expert network engagements, all of which are subject to regulatory scrutiny and internal ethical standards. ComplySci is also used to administer mandatory compliance training for new hires and covered persons, including affirmations and Code of Ethics modules, which are accessed via single sign-on (SSO). The platform supports the submission and review of holdings reports, conflict disclosures, and whistleblower policies, ensuring that employees remain compliant with federal regulations and internal governance frameworks. As a subprocessor, ComplySci handles Personal Data.